shareholding pattern

Shareholding Pattern

Name of Listed Entity : Tata Motors Limited – Ordinary Shares
Scrip Code : 500570 / Name of Scrip : TATAMOTORS / Class of Security : Equity
Share Holding Pattern Filed under: Reg. 31(1)(b)
If under 31(1)(b) then indicate the report for Quarter ending 31st December, 2016
Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information : –

  Particulars  Yes*  No* 
1 Whether the Listed Entity has issued any partly paid up shares?  Yes  
2 Whether the Listed Entity has issued any Convertible Securities or Warrants?    No
3 Whether the Listed Entity has any shares against which depository receipts are issued?    No
4 Whether the Listed Entity has any shares in locked-in?    No
5 Whether any shares held by promoters are pledge or otherwise encumbered?  Yes  
6 Whether the Listed Entity has issued any differential Voting Rights Yes  
*  If the Listed Entity selects the option ‘No’ for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is ‘No’ declared by Listed Entity in above table the values will be considered as ‘Zero’ by default on submission of the format of holding of specified securities.
 
The tabular format for disclosure of holding of specified securities is as follows:-
 

Table I – Summary Statement holding of specified securities

Cate-gory  Category of shareholder  Nos. of share-holders  No. of fully paid up equity shares held  No. of Partly paid-up equity shares held  No. of shares underlying Depository Receipts  Total nos. shares held  Shareholding as a % of total no. of shares (calculated as per SCRR, 1957)  Number of Voting Rights held in each class of securities  No. of Shares Underlying Outstanding convertible securities (including Warrants)  Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)  Number of Locked in shares  Number of Shares pledged or otherwise encumbered  Number of equity shares held in dematerialized form 
(I)  (II)  (III)  (IV)  (V)  (VI)  (VII) = (IV)+(V)+ (VI)  (VIII)
As a % of (A+B+C2) 
(IX)  (X)  (XI)= (VII)+(X)
As a % of (A+B+C2) 
(XII)  (XIII)  (XIV) 
No of Voting Rights  Total as a % of (A+B+C)  No.  As a % of total Shares held  No.  As a % of total Shares held 
Class
eg: X 
Class
eg:y 
Total  (a)  (b)  (a)  (b) 
(A)  Promoter & Promoter Group  21 1002654163 0 0 1002654163 34.73 1002654163 49167 1002703330 34.13 0 34.73 0 0.00 61400000 6.12 1002654163
(B)  Public  467506 1884693695 570 0 1884694265 65.27 1884694265 50801062 1935495327 65.87 0 65.27 0 0.00 NA  1853820101
(C)  Non Promoter- Non Public  0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA  0
(C1)  Shares underlying DRs  0 0 0 0 0 NA 0 0 0 0.00 0 0.00 0 0.00 NA  0
(C2)  Shares held by Employee Trusts  0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA  0
  Total  467527 2887347858 570 0 2887348428 100.00 2887348428 50850229 2938198657 100.00 0 100.00 0 0.00 61400000 2.13 2856474264

Table II – Statement showing shareholding pattern of the Promoter and Promoter Group

  Category & Name of the Shareholders  PAN  No. of shareholder  No. of fully paid up equity shares held  Partly paid-up equity shares held  Nos. of shares underlying Depository Receipts  Total nos. shares held  Shareholding % calculated as per SCRR, 1957  Number of Voting Rights held in each class of securities  No. of Shares Underlying Outstanding convertible securities (including Warrants)  Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)  Number of Locked in shares  Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form 
(I)  (II)  (III)  (IV)  (V)  (VI)  (VII = IV+V+VI)  As a % of (A+B+C2)
(VIII) 
(IX)  (X)  (XI) = (VII)+(X) as a % of A+B+C2  (XII)  (XIII)  (XIV) 
No of Voting Rights  Total as a % of Total Voting rights  No.  As a % of total Shares held  No.  As a % of total shares held 
Class X  Class Y  Total (a)  (b)  (a)  (b) 
(1) Indian                                     
(a)  Individuals/Hindu undivided Family    0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(b)  Central Government/ State Government(s)    0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(c)  Financial Institutions/ Banks    0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(d)  Any Other (specify)    0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(i) Bodies Corporate   17 1000879283 0 0 1000879283 34.66 1000879283 49167 1000928450 34.07 0 34.66 0 0.00 61400000 6.13 1000879283
  (i)   Tata Sons Limited AAACT4060A 9 828970378 0 0 828970378 28.71 828970378 0 828970378 28.21 0 28.71 0 0.00 61400000 7.41 828970378
  (ii)  Tata Steel Limited AAACT2803M 2 83637697 0 0 83637697 2.90 83637697 0 83637697 2.85 0 2.90 0 0.00 0 0.00 83637697
  (iii)  Tata Industries Limited AAACT4058L 1 72203630 0 0 72203630 2.50 72203630 0 72203630 2.46 0 2.50 0 0.00 0 0.00 72203630
  (iv)   Tata Investment Corporation Limited AAACT4120F 1 10600000 0 0 10600000 0.37 10600000 0 10600000 0.36 0 0.37 0 0.00 0 0.00 10600000
  Iv)   Ewart Investments Limited AAACE2546C 1 3084542 0 0 3084542 0.11 3084542 44065 3128607 0.11 0 0.11 0 0.00 0 0.00 3084542
  (vi)  Tata Chemicals Ltd AAACT4059M 1 1966294 0 0 1966294 0.07 1966294 0 1966294 0.07 0 0.07 0 0.00 0 0.00 1966294
  (vii)  Af-Taab Investment Company Limited AAACA4800H 1 357159 0 0 357159 0.01 357159 5102 362261 0.01 0 0.01 0 0.00 0 0.00 357159
  (ix)   Simto Investment Company Limited AAACS5546G 1 59583 0 0 59583 0.00 59583 0 59583 0.00 0 0.00 0 0.00 0 0.00 59583
(ii) Trust   4 1774880 0 0 1774880 0.06 1774880 0 1774880 0.06 0 0.06 0 0.00 0 0.00 1774880
  (i)   Sir Ratan Tata Trust AAATS1013P 1 859200 0 0 859200 0.03 859200 0 859200 0.03 0 0.03 0 0.00 0 0.00 859200
  (ii)  Sir Dorabji Tata Trust AAATS0494G 1 808960 0 0 808960 0.03 808960 0 808960 0.03 0 0.03 0 0.00 0 0.00 808960
  (iii)  J R D Tata Trust AAATT0165F 1 105280 0 0 105280 0.00 105280 0 105280 0.00 0 0.00 0 0.00 0 0.00 105280
  (iv)  Lady Tata Memorial Trust AAATL0052B 1 1440 0 0 1440 0.00 1440 0 1440 0.00 0 0.00 0 0.00 0 0.00 1440
Sub-Total (A)(1)    21 1002654163 0 0 1002654163 34.73 1002654163 49167 1002703330 34.13 0 34.73 0 0.00 61400000 6.12 1002654163
(2) Foreign                                     
(a)  Individuals (Non-Resident Individuals/ Foreign Individuals)    0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(b)  Government    0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(c)  Institutions    0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(d)  Foreign Portfolio Investor    0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(e)  Any Other (specify)                                     
Sub-Total (A)(2)    0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2)   21 1002654163 0 0 1002654163 34.73 1002654163 49167 1002703330 34.13 0 34.73 0 0.00 61400000 6.12 1002654163
#TATA AIA LIFE INSURANCE COMPANY LIMITED ( Formerly known as Tata AIG Life Insurance Company Limited Is not considered part of Promoter Group holds 3813225 Ordinary Shares representing 0.13% of the paidup Ordinary Share Capital. Accordingly, their holding is included under Public Shareholding under the head “Instutitions”-Insurance Companies
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
Note:  
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The term “Encumbrance” has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.
   

Table III – Statement showing shareholding pattern of the Public shareholder

  Category & Name of the Shareholders  PAN  Nos. of shareholder  No. of fully paid up equity shares held  Partly paid-up equity shares held  Nos. of shares underlying Depository Receipts  Total nos. shares held  Shareholding % calculated as per SCRR, 1957  Number of Voting Rights held in each class of securities  No. of Shares Underlying Outstanding convertible securities (including Warrants)  Total Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)  Number of Locked in shares  Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form 
(I)  (II)  (III)  (IV)  (V)  (VI)  (VII = IV+V+VI)  As a % of (A+B+C2)
(VIII) 
(IX)  (X)  (XI) = (VII)+(X) as a % of A+B+C2  (XII)  (XIII)  (XIV) 
No of Voting Rights  Total as a % of Total Voting rights  No.  As a % of total Shares held  No.  (not applicable) As a % of total shares held (Not applicable)
Class X  Class Y  Total (a)  (b)  (a)  (b) 
(1) Institutions                               NA  
(a) Mutual Funds/UTI   359 125858410 0 0 125858410 4.36 125858410 13484835 139343245 4.74 0 4.36 0 0.00 NA 125769680
(b) Venture Capital Funds   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(c) Alternate Investment Funds   0 0 0 0 0 0.00 0 70646 70646 0.00 0 0.00 0 0.00 NA 0
(d) Foreign Venture Capital Investors   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(e) Foreign Portfolio Investors   610 699075833 0 0 699075833 24.21 699075833 29015807 728091640 24.78 0 24.21 0 0.00 NA 699032458
  (i)  Government Of Singapore AAAJG0594R 2 47605508 0 0 47605508 1.65 47605508 2112081 49717589 1.69 0 1.65 0 0.00 NA 47605508
  (ii) Abu Dhabi Investment Authority AAACA4380N 10 38511057 0 0 38511057 1.33 38511057 1717681 40228738 1.37 0 1.33 0 0.00 NA 38511057
(f) Financial Institutions/ Banks   178 1602692 0 0 1602692 0.06 1602692 38732 1641424 0.06 0 0.06 0 0.00 NA 1306757
(g) Insurance Companies   156 297678736 0 0 297678736 10.31 297678736 971992 298650728 10.16 0 10.31 0 0.00 NA 297677186
  (i)  Life Insurance Corporation Of India AAACL0582H  40 149423428 0 0 149423428 5.18 149423428 123391 149546819 5.09 0 5.18 0 0.00 NA 149421878
  (ii)  Icici Prudential Life Insurance Company Ltd AAACI7351P 2 44429838 0 0 44429838 1.54 44429838 0 44429838 1.51 0 1.54 0 0.00 NA 44429838
(h) Provident Funds/ Pension Funds   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(i) Any Other (specify)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
Sub-Total (B)(1)   1303 1124215671 0 0 1124215671 38.94 1124215671 43582012 1167797683 39.75 0 38.94 0 0.00 NA 1123786081
(2) Central Government/ State Government(s)/ President of India   9 2896825 0 0 2896825 0.10 2896825 152495 3049320 0.10 0 0.10 0 0.00 NA 882920
Sub-Total (B)(2)   9 2896825 0 0 2896825 0.10 2896825 152495 3049320 0.10 0 0.10 0 0.00 NA 882920
(3) Non-institutions                              
(a) Individuals –   450783 179439478 570 0 179440048 6.21 179440048 5797413 185237461 6.30 0 6.21 0 0.00 NA 154288890
  i. Individual shareholders holding nominal share capital up to Rs. 2 lakhs.   450752 170737527 570 0 170738097 5.91 170738097 3520416 174258513 5.93 0 5.91 0 0.00 NA 145694134
  ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.   31 8701951 0 0 8701951 0.30 8701951 2276997 10978948 0.37 0 0.30 0 0.00 NA 8594756
(b) NBFCs registered with RBI   12 55008 0 0 55008 0.00 55008 5183 60191 0.00 0 0.00 0 0.00 NA 55008
(c) Employee Trusts   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(d) Overseas Depositories (holding DRs) (balancing figure)   3 523469355 0 0 523469355 18.13 523469355 0 523469355 17.82 0 18.13 0 0.00 NA 523448605
  (i)  Citibank N.A. New York, Nyadr Department AAACC0462F 3 523448605 0 0 523448605 18.13 523448605 0 523448605 17.82 0 18.13 0 0.00 NA 523448605
(e) Any Other (specify)   15396 54617358 0 0 54617358 1.89 54617358 1263959 55881317 1.90 0 1.89 0 0.00 NA 51358597
  (i) Bodies Corporate   2174 9347655 0 0 9347655 0.32 9347655 731071 10078726 0.34 0 0.32 0 0.00 NA 8810025
  (ii) Clearing Members   1012 5810239 0 0 5810239 0.20 5810239 236068 6046307 0.21 0 0.20 0 0.00 NA 5810239
  (iii) Limited Liablity Partnership – LLP   55 508242 0 0 508242 0.02 508242 32333 540575 0.02 0 0.02 0 0.00 NA 508242
  (iv) Trusts   91 16347633 0 0 16347633 0.57 16347633 59759 16407392 0.56 0 0.57 0 0.00 NA 16345883
  (v) Non-Resident Individual   11938 11577440 0 0 11577440 0.40 11577440 204728 11782168 0.40 0 0.40 0 0.00 NA 8858549
  (vi) OCBs/Foreign Cos   3 490 0 0 490 0.00 490 0 490 0.00 0 0.00 0 0.00 NA 0
  (vii)  Foreign Bodies   7 163487 0 0 163487 0.01 163487 0 163487 0.01 0 0.01 0 0.00 NA 163487
  (viii) LLP- DR   1 1250 0 0 1250 0.00 1250 0 1250 0.00 0 0.00 0 0.00 NA 1250
  (ix) Foreign Inst. Investores – DR   1 551716 0 0 551716 0.02 551716 0 551716 0.02 0 0.02 0 0.00 NA 551716
  (x) Foreign Bodies – DR   6 10022330 0 0 10022330 0.35 10022330 0 10022330 0.34 0 0.35 0 0.00 NA 10022330
  (xi) Foreign National- DR   108 286876 0 0 286876 0.01 286876 0 286876 0.01 0 0.01 0 0.00 NA 286876
Sub-Total (B)(3)   466194 757581199 570 0 757581769 26.24 757581769 7066555 764648324 26.02 0 26.24 0 0.00 NA 729151100
Total Public Shareholding
(B)= (B)(1)+(B)(2)+(B)(3)
  467506 1884693695 570 0 1884694265 65.27 1884694265 50801062 1935495327 65.87 0 65.27 0 0.00 NA 1853820101
* Partly paid up shares pertain to court cases wherein Rs 1 is outstanding on 310 shares and Rs 0.50 is outstanding on 260 shares, both of face value Rs 2/- each.
Details of the shareholders acting as persons in Concert including their Shareholding (No. and %):
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
Note:  
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The above format needs to be disclosed along with the name of following persons:
Institutions/Non Institutions holding more than 1% of total number of shares.
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian
   

Table IV – Statement showing shareholding pattern of the Non Promoter – Non Public shareholder

  Category & Name of the Shareholders  PAN  No. of shareholder  No. of fully paid up equity shares held  Partly paid-up equity shares held  Nos. of shares underlying Depository Receipts  Total nos. shares held  Shareholding % calculated as per SCRR, 1957  Number of Voting Rights held in each class of securities  No. of Shares Underlying Outstanding convertible securities (including Warrants)  Total Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital)  Number of Locked in shares  Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form 
(I)  (II)  (III)  (IV)  (V)  (VI)  (VII = IV+V+VI)  As a % of (A+B+C2)
(VIII) 
(IX)  (X)  (XI) = (VII)+(X) as a % of A+B+C2  (XII)  (XIII)  (XIV)
(Not Applicable)
No of Voting Rights  Total as a % of Total Voting rights  No.  As a % of total Shares held  No.  (not appli-cable) As a % of total shares held (Not applicable)
Class X  Class Y  Total (a)  (b)  (a)  (b) 
(1) Custodian/DR Holder   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00   0
(a) Name of DR Holder (if available)                             NA  
(i) abc,.,..                             NA  
(ii) efg….                               NA  
(2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0
(a) Name (abc…                             NA  
Total Non-Promoter- Non Public Shareholding (C)= (C)(1)+(C)(2)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
Note
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The above format needs to disclose name of all holders holding more than 1% of total number of shares
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available